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Defined Risk Solutions2018-09-28T16:30:55+00:00

Swan Defined Risk Solutions

Outsourcing Redefined — Innovative. Client-centered. Outcome-oriented. 

Dif­fer­en­ti­ate your­self as an advi­sor, deliv­er dis­tinct and inno­v­a­tive invest­ment options, and save time to focus on what you love—helping investors and build­ing your prac­tice.

Differentiated Solutions for the Challenges Ahead

With yields near all-time lows and U.S. equi­ties near all-time highs, the invest­ing land­scape presents sig­nif­i­cant chal­lenges for investors to reach long-term objec­tives.

Mean­while, advi­sors are being increas­ing­ly dis­in­ter­me­di­at­ed and their val­ue com­modi­tized in the minds of many investors.

Our inno­v­a­tive, time-test­ed invest­ment strat­e­gy is dis­tinct­ly suit­ed for help­ing investors achieve their invest­ment objec­tives while help­ing advi­sors dif­fer­en­ti­ate, grow and pro­tect their busi­ness.  The lat­est tech­nol­o­gy, dis­tinct and time-test port­fo­lio man­age­ment, and proven mar­ket­ing solu­tions in one plat­form.

Investment Management Solutions

Out­come-Ori­ent­ed — A mul­ti-asset, mul­ti-man­ag­er suite of port­fo­lio mod­els for the full range of invest­ment objec­tives and investor risk tol­er­ances.

Client-Cen­tered — Invest­ment mod­els built around the pri­ma­ry needs of investors, with a dis­tinct, time-test­ed approach to risk man­age­ment at the core.

Inno­v­a­tive & Unique — A time-test­ed and rules-based invest­ment approach that seeks to:

  • Avoid large loss­es
  • Diver­si­fy across assets, strate­gies, and styles
  • Min­i­mize volatility/behavioral bias­es
  • Min­i­mize tax­es and cost
  • Pro­tect against infla­tion or defla­tion
  • Blend active and pas­sive man­age­ment for true diver­si­fi­ca­tion

Low-cost, Risk-Man­aged Approach — Focused on defin­ing port­fo­lio risk, hedg­ing both “left-side” or neg­a­tive tail risks and “right-side” or pos­i­tive tail risks with core posi­tion­ing, and opti­miz­ing per­for­mance through diver­si­fi­ca­tion and non-cor­re­lat­ed satel­lite posi­tion­ing.

This frame­work is based on aca­d­e­m­i­cal­ly rig­or­ous research, actu­al bat­tle-test­ed results over two decades of imple­men­ta­tion, and the­o­ret­i­cal mod­els across four decades.

Always Invested and Always Hedged to Define Risk and Improve Outcomes.

Defined Risk SMA Model- Moderate - Swan Defined Risk Solutions
Defined Risk SMA Model- Moderate - Swan Defined Risk Solutions - Legend
Advisor Engine - Integrated Advisor Platform

Industry-Leading Technology Solutions

Rapid indus­try changes require next-gen­er­a­tion invest­ment infra­struc­ture plat­forms, solu­tions, and ser­vices.

Lever­age pur­pose-built tech­nol­o­gy designed for advi­sors to gain a com­pet­i­tive advan­tage, scale effi­cient­ly and gain insights to help deliv­er bet­ter investor out­comes.

All-in-one, indus­try-lead­ing plat­form pro­vid­ing: Asset Man­age­ment, Aggre­ga­tion, Report­ing, Trad­ing, Billing, Client Por­tal, Finan­cial Plan­ning, Record Keep­ing, Full Sup­port, and more. Cus­tomiz­able fea­tures includ­ing:

  • White Label
  • Open Archi­tec­ture
  • Enter­prise Con­trols

Con­nect. Deliv­er. Scale.

Freeing You to Focus on What Matters Most.

Differentiated Marketing Solutions

Lever­age pow­er­ful, dif­fer­en­ti­at­ed mes­sag­ing, and a unique sto­ry to stand out in a sea of same­ness.

Mar­ket­ing and thought lead­er­ship mate­ri­als cen­tered around address­ing investor needs, per­spec­tives and chal­lenges.

Attract, engage, and inform investors with a robust con­tent library includ­ing:

  • Videos,
  • Brochures & pre­sen­ta­tions,
  • Email tem­plates & scripts,
  • Client sem­i­nars,
  • Insight­ful research,
  • Mar­ket com­men­tary and more.

Dif­fer­en­ti­ate. Con­nect. Grow.

Uniquely Client-Centered, Outcome-Oriented Messaging

Research Insights - Swan Defined Risk Solutions
Videos - Swan Defined Risk Solutions

Enhancing Your Practice and Investor Outcomes

While the invest­ment land­scape and tech­nolo­gies con­tin­ue to change, investors’ needs gen­er­al­ly remain the same.

Your clients need cap­i­tal preser­va­tion and con­sis­tent growth through mar­ket cycles.

So does your prac­tice.

We inti­mate­ly under­stand these needs and chal­lenges.

Con­sis­ten­cy of returns and down­side pro­tec­tion are hall­marks of our Swan Defined Risk Solu­tions for advi­sors.

Inno­v­a­tive. Client-Cen­tered. Out­come-Ori­ent­ed.

Differentiated, Proven Solutions

– Freeing You to Focus on What Matters Most 

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