Swan Defined Risk Solutions
Outsourcing Redefined — Innovative. Client-centered. Outcome-oriented.
Differentiate yourself as an advisor, deliver distinct and innovative investment options, and save time to focus on what you love—helping investors and building your practice.
Differentiated Solutions for the Challenges Ahead
With yields near all-time lows and U.S. equities near all-time highs, the investing landscape presents significant challenges for investors to reach long-term objectives.
Meanwhile, advisors are being increasingly disintermediated and their value commoditized in the minds of many investors.
Our innovative, time-tested investment strategy is distinctly suited for helping investors achieve their investment objectives while helping advisors differentiate, grow and protect their business. The latest technology, distinct and time-test portfolio management, and proven marketing solutions in one platform.
Investment Management Solutions
Outcome-Oriented — A multi-asset, multi-manager suite of portfolio models for the full range of investment objectives and investor risk tolerances.
Client-Centered — Investment models built around the primary needs of investors, with a distinct, time-tested approach to risk management at the core.
Innovative & Unique — A time-tested and rules-based investment approach that seeks to:
- Avoid large losses
- Diversify across assets, strategies, and styles
- Minimize volatility/behavioral biases
- Minimize taxes and cost
- Protect against inflation or deflation
- Blend active and passive management for true diversification
Low-cost, Risk-Managed Approach — Focused on defining portfolio risk, hedging both “left-side” or negative tail risks and “right-side” or positive tail risks with core positioning, and optimizing performance through diversification and non-correlated satellite positioning.
This framework is based on academically rigorous research, actual battle-tested results over two decades of implementation, and theoretical models across four decades.
Always Invested and Always Hedged to Define Risk and Improve Outcomes.
Industry-Leading Technology Solutions
Rapid industry changes require next-generation investment infrastructure platforms, solutions, and services.
Leverage purpose-built technology designed for advisors to gain a competitive advantage, scale efficiently and gain insights to help deliver better investor outcomes.
All-in-one, industry-leading platform providing: Asset Management, Aggregation, Reporting, Trading, Billing, Client Portal, Financial Planning, Record Keeping, Full Support, and more. Customizable features including:
- White Label
- Open Architecture
- Enterprise Controls
Connect. Deliver. Scale.
Freeing You to Focus on What Matters Most.
Differentiated Marketing Solutions
Leverage powerful, differentiated messaging, and a unique story to stand out in a sea of sameness.
Marketing and thought leadership materials centered around addressing investor needs, perspectives and challenges.
Attract, engage, and inform investors with a robust content library including:
- Brochures & presentations,
- Email templates & scripts,
- Client seminars,
- Insightful research,
- Market commentary and more.
Differentiate. Connect. Grow.
Uniquely Client-Centered, Outcome-Oriented Messaging
Enhancing Your Practice and Investor Outcomes
While the investment landscape and technologies continue to change, investors’ needs generally remain the same.
Your clients need capital preservation and consistent growth through market cycles.
So does your practice.
We intimately understand these needs and challenges.
Consistency of returns and downside protection are hallmarks of our Swan Defined Risk Solutions for advisors.
Innovative. Client-Centered. Outcome-Oriented.